MFDA Registration

Advisors moving from the MFDA to IIROC platform are governed under a different regulatory body and set of rules. Advisors are required to successfully complete both the Canadian Securities Course (CSC) and the Conduct and Practice Handbook (CPH) prior to submitting their application for registration with IPC Securities Corporation. Since you have not been previously licensed by IIROC, the initial registration would be followed by a required Investment Advisor Training Program (90-day Program).

Disclaimer: The information contained herein is specifically for BC, AB, SK, ON, QC, NB, NS and MB residents only and does not constitute an offer to sell or solicit sales in any other Canadian or foreign jurisdictions. IPC Securities Corporation is a member of the Investment Industry Regulatory Organization of Canada (IIROC) as well as a member of the Canadian Investor Protection Fund (CIPF).